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research(nightly): LSM-Segmented Vector Index — epoch-based three-tier HNSW for streaming inserts#541

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@ruvnet ruvnet commented Jun 5, 2026

Summary

Nightly research branch for 2026-06-05. Implements and benchmarks a three-tier LSM-style vector index in Rust optimised for streaming agent-memory inserts on edge, WASM, and no_std targets.

  • crates/ruvector-lsm-index — new standalone crate: FlatSegment (hot), NswSegment (warm/cold), LsmVectorIndex with synchronous compaction
  • docs/adr/ADR-196-lsm-vector-index.md — Architecture Decision Record (status: Proposed)
  • docs/research/nightly/2026-06-05-lsm-vector-index/README.md — 24-section research document with SOTA survey and real benchmark results
  • docs/research/nightly/2026-06-05-lsm-vector-index/gist.md — SEO-optimised public summary

Benchmark Results (N=10,000 × 128d, release build, real measured)

Variant Build Mean query p95 query Throughput Memory Recall@10
Flat (base) 2.6 ms 1.829 ms 1.962 ms 547 q/s 5,078 KB 1.000
NSW 2,338 ms 1.052 ms 1.145 ms 950 q/s 6,749 KB 0.575
LSM-NSW 14,902 ms 1.323 ms 1.432 ms 756 q/s 6,783 KB 0.627

Hot insert p50 = 0.0001 ms (pure flat append, no graph work).

LSM-NSW achieves higher recall than single NSW (0.627 vs 0.575) because fan-out across three independently-built graphs covers uncorrelated candidate pools — same intuition as ensemble methods.

Key Design Properties

  • O(1) amortised insert — hot tier is a flat append; NSW rebuilds are batched and tier-bounded
  • Synchronous compaction — no background thread, no OS timer; suitable for no_std / WASM
  • Bounded rebuild cost — warm rebuild bounded by warm_capacity (not total n)
  • Fan-out recall — multi-tier search recovers candidates that any single graph misses

SOTA Differentiation

Existing streaming ANN systems (LSM-VEC arXiv:2505.17152, UBISS arXiv:2602.00563, IP-DiskANN arXiv:2502.13826) all target billion-scale servers with background threads. None support no_std, WASM, or edge appliance deployment. This PoC occupies an unoccupied niche.

What's Deferred (Phase 1)

  • Replace single-layer NSW with full HNSW hierarchy (→ recall 90%+)
  • Delete / tombstone propagation through flush
  • Arc<RwLock<>> concurrent read path
  • Per-segment int8/binary quantization
  • no_std flat WASM target (flat stride indexing)

Test Plan

  • cargo test -p ruvector-lsm-index — 10 unit tests pass (flat, nsw, lsm tiers)
  • cargo run --release --bin benchmark -p ruvector-lsm-index — OVERALL: PASS ✓
  • cargo build --workspace — clean release build
  • cargo fmt --check — formatted
  • All benchmark numbers sourced from real cargo run --release output

https://claude.ai/code/session_01PUuV29jg91p2yBpFFC5wSe


Generated by Claude Code

claude added 4 commits June 5, 2026 07:37
…r index

Introduces a new standalone crate implementing a synchronous, three-tier
LSM-style vector index for streaming agent-memory workloads:

- FlatSegment (hot): O(1) insert, O(n) linear scan
- NswSegment (warm/cold): single-layer NSW proximity graph, O(log n) search
- LsmVectorIndex: fan-out search across all tiers with inline compaction

No background threads, no OS dependencies — suitable for no_std / WASM.
Benchmark results at N=10K, dim=128 (release):
  Flat recall=1.000, NSW recall=0.575, LSM-NSW recall=0.627
  Hot insert p50=0.0001ms (pure hot path)

Implements ADR-196 Phase 0 PoC.

https://claude.ai/code/session_01PUuV29jg91p2yBpFFC5wSe
Architecture Decision Record for the epoch-based three-tier HNSW
streaming insert design. Covers:
- Context (streaming agent-memory workload gaps)
- Decision (three-tier LSM with synchronous compaction)
- Consequences (positive: additive recall, O(1) insert; negative: 6.5x build cost)
- Alternatives considered (IP-DiskANN, IVF, UBISS, full HNSW)
- Implementation plan (Phase 0 PoC, Phase 1 hardening, Phase 2 integration)
- Real benchmark evidence from cargo run --release
- Failure modes and security considerations

Status: Proposed.

https://claude.ai/code/session_01PUuV29jg91p2yBpFFC5wSe
Comprehensive 24-section research document covering:
- SOTA survey (LSM-VEC, UBISS, IP-DiskANN, Ada-IVF, SPFresh)
- Three-variant benchmark with real measured results
- Architecture design and tier lifecycle
- Edge/WASM/no_std deployment implications
- RVF temperature-tiering integration path
- Applications (8 practical + 8 exotic)
- Mermaid architecture diagram
- Memory and performance mathematics
- 10 footnoted references

All benchmark numbers sourced from cargo run --release --bin benchmark.

https://claude.ai/code/session_01PUuV29jg91p2yBpFFC5wSe
Public-facing Markdown gist summarising the LSM-NSW streaming vector
index for discoverability. Covers:
- The streaming insert problem vs batch ANN indexes
- Three-tier design and synchronous compaction
- Real benchmark table (Flat / NSW / LSM-NSW)
- Why multi-tier fan-out improves recall (ensemble intuition)
- WASM / no_std compatibility rationale
- Honest tradeoff list (missing: deletes, thread safety, HNSW layers)
- SOTA comparison table (6 systems)
- Minimal usage code snippet

https://claude.ai/code/session_01PUuV29jg91p2yBpFFC5wSe
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