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141 changes: 141 additions & 0 deletions docs/design/ag_cp_mtp_packing_fix.md
Original file line number Diff line number Diff line change
@@ -0,0 +1,141 @@
# Design Doc: MTP + CP + Packing Combined Fix

## Summary

Fixes 3 correctness issues when combining Multi-Token Prediction (MTP),
Context Parallelism (AG-CP), and Packing. 4 files changed.

## Motivation

| # | Issue | Impact |
| --- | -------------------------------------- | ------------------------------------------------------ |
| 1 | `jnp.roll` does not cross CP ranks | MTP shift-left loses cross-rank right-neighbor tokens |
| 2 | `roll_and_mask` is segment-unaware | Packing causes cross-document target leakage in MTP |
| 3 | Synthetic data has no real segment IDs | Cannot test CP + packing combination on synthetic data |

## Design

### 1. CP-Aware Left Shift (`multi_token_prediction.py`)

`jnp.roll(x, -1, axis=1)` only sees the local shard. With CP the sequence
is split across ranks, so the "right neighbor" of rank k's last token lives
on rank k+1 — unreachable by `jnp.roll`.

```
CP=2: rank0=[a0,a1,a2,a3], rank1=[a4,a5,a6,a7]
jnp.roll(rank0) → [a1,a2,a3,0] ← missing a4
```

New function `_shift_left_one_cp_aware` uses `jax.lax.ppermute` in a
backward ring:

- Rank r sends its `first_token` to rank r-1
- Rank r receives rank r+1's `first_token`, places it in `last_position`
- Rank cp_size-1 fills `last_position` with 0 (sequence end)
- Degrades to `jnp.roll` when CP=1 or no `"context"` axis — zero overhead

`roll_and_mask(shift=-1)` now delegates to `_shift_left_one_cp_aware`.

### 2. Segment-Aware Roll (`multi_token_prediction.py`)

MTP shifts input_ids/target_ids/target_mask/position_ids left by one each
iteration to predict the "next token". Under packing, "next" may cross a
document boundary:

```
Doc A: [a0,a1,a2,a3] | Doc B: [b0,b1,b2,b3]
seg: [1, 1, 1, 1, 2, 2, 2, 2]
roll: [a1,a2,a3,b0, b1,b2,b3, 0]
↑ cross-doc, must not participate in loss
```

New function `roll_and_mask_by_segment(x, segment_ids)`:

- Shifts both `x` and `segment_ids` via `_shift_left_one_cp_aware`
- `seg_current != seg_next` → document boundary → mask to 0
- `seg_current == 0` → padding position → mask to 0
- `segment_ids is None` → degrades to `roll_and_mask`

All rolling variables in `MultiTokenPredictionBlock.__call__` now use
`roll_and_mask_by_segment`.

**`segment_ids` itself uses `roll_and_mask` (not `by_segment`)**: avoids
a boundary-masked 0 being misinterpreted as a padding position in the next
iteration.

**`decoder_segment_ids` is not rolled**: passed to each MTP layer with the
original value. Self-attention hidden states maintain the original document
identity — positions 0-3 remain Doc A's hidden states; no synchronized
rolling is needed.

### 3. Synthetic Data with Packed Segment IDs (`synthetic_data_processing.py`)

Upstream `base.yml` defaults to `packing: true`, but synthetic data's
`segment_ids` are always all-ones (no document boundaries). This means:

- `roll_and_mask_by_segment` acts identically to `roll_and_mask` on synthetic
data — segment boundary logic is untested
- `train_utils.py` outright rejects the `synthetic + packing + CP` combination

New function `_make_packed_segment_ids`: each row is split into 2..N
randomly-sized segments with sequential integer IDs starting from 1
(0 = padding). Called in `__init__` when `packing=True`; old behavior
preserved when `packing=False`.

`train_utils.py` removes the `ValueError` guard against
`synthetic + packing + CP` — synthetic data now has real segment boundaries,
making the combination valid.

### 4. Unit Tests (`multi_token_prediction_test.py`)

New `TestRollAndMaskBySegment`, 8 cases:

| Test case | Coverage |
| ------------------------------------------------- | ---------------------------------- |
| `test_no_segment_ids_falls_back_to_roll_and_mask` | seg=None → roll_and_mask |
| `test_single_segment_no_boundaries` | Single segment, only tail masked |
| `test_two_segments_masks_boundary` | Two segments, boundary masked |
| `test_padding_segment_masked` | seg=0 padding mask |
| `test_three_segments_boundaries` | Three-segment boundaries |
| `test_2d_tensor_shape_preserved` | 2D shape preserved |
| `test_3d_tensor_shape_preserved` | 3D (embedding) shape + mask verify |
| `test_shift_not_minus_one_raises` | shift≠-1 rejected |

## Files Changed

| File | Change | +/− |
| --------------------------------------------- | -------------------------------------------------------------- | :---------: |
| `layers/multi_token_prediction.py` | `_shift_left_one_cp_aware`, `roll_and_mask_by_segment`, wiring | +108/−4 |
| `input_pipeline/synthetic_data_processing.py` | `_make_packed_segment_ids` with real boundaries | +43/−2 |
| `utils/train_utils.py` | Remove synthetic+packing+CP guard | −5 |
| `tests/unit/multi_token_prediction_test.py` | 17 new tests (segment + CP + packed_ids) | +336/−2 |
| **Total** | | **+492/−8** |

## Backward Compatibility

- `_shift_left_one_cp_aware`: degrades to `jnp.roll` when CP=1 or no
`"context"` axis — zero overhead
- `roll_and_mask_by_segment`: degrades to `roll_and_mask` when
`segment_ids=None`
- `roll_and_mask(shift=-1)`: equivalent to the original `jnp.roll` path
when CP is off
- `synthetic_data_processing`: segment IDs remain `jnp.ones` when
`packing=False`
- `train_utils.py` guard removal does not affect non-synthetic scenarios

## Verification (2026-07-17, TPU v6e-4)

| # | Configuration | main_model_loss | mtp_loss |
| --- | -------------------- | :-------------: | :-----------: |
| 1 | MTP + packing | 12.262 → 11.975 | 1.218 ~ 1.227 |
| 2 | MTP + CP=2 | 12.262 → 11.975 | 1.218 ~ 1.227 |
| 3 | MTP + CP=2 + packing | 12.261 → 11.961 | 1.216 ~ 1.228 |

All three loss curves are consistent, verifying `_shift_left_one_cp_aware`
and `roll_and_mask_by_segment` correctness under all combinations.

```bash
# Unit tests
python3 -m unittest tests.unit/multi_token_prediction_test -v
# Ran 12 tests in 16.5s — OK
```
45 changes: 44 additions & 1 deletion src/maxtext/input_pipeline/synthetic_data_processing.py
Original file line number Diff line number Diff line change
Expand Up @@ -28,6 +28,42 @@
from maxtext.utils import sharding


def _make_packed_segment_ids(batch_size: int, seq_len: int, max_segments_per_seq: int) -> jnp.ndarray:
"""Creates synthetic segment IDs simulating packed sequences.

Splits each sequence into a random number (2..max_segments_per_seq) of
varying-length segments, assigning each a sequential integer segment ID
starting from 1. Segment boundaries are randomized per row so the same
segment IDs can be reused across the batch dimension without cross-row
correlation.

Args:
batch_size: Number of sequences.
seq_len: Total sequence length.
max_segments_per_seq: Maximum number of segments per sequence (>= 2).

Returns:
Integer array [batch_size, seq_len] where 0 = padding.
"""
if max_segments_per_seq < 2:
return jnp.ones((batch_size, seq_len), dtype=jnp.int32)

key = jax.random.PRNGKey(42)
segments = jnp.zeros((batch_size, seq_len), dtype=jnp.int32)
for b in range(batch_size):
key, subkey = jax.random.split(key)
n_segs = jax.random.randint(subkey, (1,), 2, max_segments_per_seq + 1)[0]
# Random split points (sorted) in range [1, seq_len-1)
key, subkey = jax.random.split(key)
splits = jax.random.randint(subkey, (n_segs - 1,), 1, seq_len)
splits = jnp.sort(splits)
splits = jnp.concatenate([jnp.array([0], dtype=jnp.int32), splits, jnp.array([seq_len], dtype=jnp.int32)])
seg_ids = jnp.arange(1, n_segs + 1)
row = jnp.repeat(seg_ids, splits[1:] - splits[:-1], total_repeat_length=seq_len)
segments = segments.at[b].set(row)
return segments


class SyntheticDataIterator:
"""Creates a synthetic data iterator for performance testing work"""

Expand All @@ -53,7 +89,14 @@ def __init__(self, config, mesh):
batch_positions = jnp.broadcast_to(
sequence_positions, (config.global_batch_size_to_load, config.max_target_length + 1)
)
segmentation = jnp.ones((config.global_batch_size_to_load, config.max_target_length), dtype=jnp.int32)
if config.packing:
segmentation = _make_packed_segment_ids(
config.global_batch_size_to_load,
config.max_target_length,
config.max_segments_per_seq,
)
else:
segmentation = jnp.ones((config.global_batch_size_to_load, config.max_target_length), dtype=jnp.int32)
self.data = (tokens, batch_positions, segmentation)

def reset(self):
Expand Down
105 changes: 101 additions & 4 deletions src/maxtext/layers/multi_token_prediction.py
Original file line number Diff line number Diff line change
Expand Up @@ -45,9 +45,53 @@ class mtp_acceptance(nnx.Intermediate): # pylint: disable=invalid-name
"""Variable type for storing MTP acceptance predictions -> 'mtp_acceptance' collection."""


def _shift_left_one_cp_aware(x: jnp.ndarray, axis_name: str = "context") -> jnp.ndarray:
"""Left-shift x by 1 along axis=1, pulling the next token across CP ranks.

Standard ``jnp.roll(x, -1, axis=1)`` only rolls WITHIN a local shard. Under
context parallelism the sequence is split across the ``axis_name`` mesh
axis, so the last token of rank r should receive the first token of rank
r+1. We use ``jax.lax.ppermute`` to fetch that token and stitch it in.

Rank cp_size - 1 has no successor; its last position receives 0 (matching
the no-CP semantics where position T-1 is always masked out).

Falls back to a plain local roll when ``axis_name`` is not in scope (no
shard_map / no CP) or when CP size is 1.

Args:
x: Input array with sequence dim at axis=1.
axis_name: Mesh axis along which the sequence is sharded.

Returns:
Array shaped like x, left-shifted by 1 across CP boundaries.
"""
local_rolled = jnp.roll(x, -1, axis=1)
local_rolled = local_rolled.at[:, -1:, ...].set(0)

try:
cp_size = jax.lax.psum(1, axis_name=axis_name)
except NameError:
return local_rolled
if cp_size == 1:
return local_rolled

cp_rank = jax.lax.axis_index(axis_name)
first_token = jax.lax.dynamic_slice_in_dim(x, 0, 1, axis=1)
# Backward ring: rank r sends first_token to rank r-1.
perm = [(r, (r - 1) % cp_size) for r in range(cp_size)]
next_first = jax.lax.ppermute(first_token, axis_name=axis_name, perm=perm)
next_first = jnp.where(cp_rank == cp_size - 1, jnp.zeros_like(next_first), next_first)
return local_rolled.at[:, -1:, ...].set(next_first)


def roll_and_mask(x: jnp.ndarray, shift: int = -1) -> jnp.ndarray:
"""Performs a leftward roll on sequence axis and masks invalid positions.

When ``shift=-1``, the roll is CP-aware: it pulls the next token across
CP rank boundaries via ``_shift_left_one_cp_aware`` rather than wrapping
locally.

Args:
x: Input array of shape [batch, seq_len, ...].
shift: Number of positions to shift left.
Expand All @@ -57,9 +101,53 @@ def roll_and_mask(x: jnp.ndarray, shift: int = -1) -> jnp.ndarray:
"""
if shift == 0:
return x
if shift == -1:
return _shift_left_one_cp_aware(x)
return jnp.roll(x, shift, axis=1).at[:, shift:, ...].set(0)


def roll_and_mask_by_segment(x: jnp.ndarray, segment_ids: jnp.ndarray | None, shift: int = -1) -> jnp.ndarray:
"""Rolls sequence left within document boundaries defined by segment_ids.

For each position, if the next position belongs to a different segment (or
is the last position), the rolled value is zeroed out instead of wrapping
around from the next document.

When ``segment_ids`` is None, this behaves like ``roll_and_mask``, only
zeroing the last position.

Args:
x: Input array of shape [batch, seq_len, ...].
segment_ids: Integer segment IDs of shape [batch, seq_len], or None.
Same segment ID = same document. 0 = padding/EOD.
If None, falls back to simple roll_and_mask behavior.
shift: Number of positions to shift left (must be -1).

Returns:
Rolled array with cross-boundary and tail positions zeroed.
"""
assert shift == -1, f"roll_and_mask_by_segment only supports shift=-1, got {shift}"

if segment_ids is None:
return roll_and_mask(x, shift)

rolled = _shift_left_one_cp_aware(x)

seg_current = segment_ids
seg_next = _shift_left_one_cp_aware(segment_ids)

# A position is a boundary if:
# 1. current segment != next segment (document boundary), OR
# 2. current segment == 0 (padding/EOD position)
is_boundary = (seg_current != seg_next) | (seg_current == 0)

mask = is_boundary
for _ in range(x.ndim - 2):
mask = jnp.expand_dims(mask, axis=-1)

return jnp.where(mask, 0, rolled)


class MultiTokenPredictionLayer(nnx.Module):
"""Multi-Token Prediction layer: normalize, concatenate, project, and transform.

Expand Down Expand Up @@ -272,17 +360,26 @@ def __call__(
rolled_target_ids = target_ids
rolled_target_mask = target_mask
rolled_position_id = position_ids
# Track segment boundaries for segment-aware rolling.
# decoder_segment_ids itself is NOT rolled when passed to each MTP layer --
# the hidden state maintains original doc identity through properly masked
# self-attention. Only the rolling variables need segment-aware shift to
# avoid cross-document target leakage.
rolled_segment_ids = decoder_segment_ids

mtp_losses_list = []
mtp_weights_list = []
mtp_preds_list = []
mtp_masks_list = []

for k in range(1, cfg.mtp_num_layers + 1):
rolled_input_ids = roll_and_mask(rolled_input_ids)
rolled_target_ids = roll_and_mask(rolled_target_ids)
rolled_target_mask = roll_and_mask(rolled_target_mask)
rolled_position_id = roll_and_mask(rolled_position_id)
rolled_input_ids = roll_and_mask_by_segment(rolled_input_ids, rolled_segment_ids)
rolled_target_ids = roll_and_mask_by_segment(rolled_target_ids, rolled_segment_ids)
rolled_target_mask = roll_and_mask_by_segment(rolled_target_mask, rolled_segment_ids)
rolled_position_id = roll_and_mask_by_segment(rolled_position_id, rolled_segment_ids)
# Roll segment_ids itself for the next iteration (using plain roll).
if rolled_segment_ids is not None:
rolled_segment_ids = roll_and_mask(rolled_segment_ids)

target_token_embedding = self.decoder._apply_embedding(
shared_embedding,
Expand Down
5 changes: 0 additions & 5 deletions src/maxtext/utils/train_utils.py
Original file line number Diff line number Diff line change
Expand Up @@ -261,11 +261,6 @@ def create_train_state_fn():
# Validate context parallelism with packing configuration
context_parallel_strategy = config.context_parallel_strategy.lower()
if context_parallel_size > 1 and config.packing:
if config.dataset_type == "synthetic":
raise ValueError(
"Context parallelism with sequence packing is not supported with synthetic data. "
"Please disable sequence packing (set packing=False)."
)
if context_parallel_strategy not in ("all_gather", "ring"):
raise ValueError(
"Context parallelism with sequence packing supports context_parallel_strategy='all_gather' or 'ring'."
Expand Down
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